Financial management advisor

Results: 592



#Item
181Financial markets / Investment banks / Financial services / UBS / Financial adviser / Investment Advisers Act / Investment Advisor / Broker-dealer / Fiduciary / Financial economics / Investment / Finance

Investment Advisory and Broker-Dealer Services As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (S

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Source URL: www.static-ubs.com

Language: English
182Financial markets / Investment banks / Financial services / UBS / Financial adviser / Investment Advisers Act / Investment Advisor / Broker-dealer / Fiduciary / Financial economics / Investment / Finance

Investment Advisory and Broker-Dealer Services As a wealth management firm providing services to clients in the United States, UBS Financial Services Inc. is registered with the U.S. Securities and Exchange Commission (S

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Source URL: www.static-ubs.com

Language: English
183U.S. Securities and Exchange Commission / State treasurer / Financial economics / Business / Economics / Public finance / Public Financial Management / Financial adviser

January 21, 2015 INDEPENDENT REGISTERED MUNICIPAL ADVISOR EXEMPTION By publicly posting the following written disclosure, the Maryland State Treasurer (the “Treasurer”), on behalf of the State of Maryland Board of P

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Source URL: www.treasurer.state.md.us

Language: English - Date: 2015-01-21 15:28:57
184Financial services / Financial adviser / Registered Investment Advisor / Investment Advisor / Collective investment scheme / Management fee / UBS / Investment Adviser Association / Investment Advisers Act / Financial economics / Investment / Finance

WEALTH MANAGEMENT SERVICES AGREEMENT This Agreement is entered into by George Papadopoulos (hereinafter referred to as the “Adviser”) and ______________ (“hereinafter referred to as the "Client” or “You”), an

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Source URL: www.thefeeonlyplanner.com

Language: English - Date: 2015-01-21 23:13:08
185Finance / Financial adviser / Registered Investment Advisor / Investment Advisor / Management fee / Wealth management / Collective investment scheme / Hedge fund / Investment Adviser Association / Financial economics / Investment / Financial services

GEORGE PAPADOPOULOS, CPA/PFS, CFP® CLIENT BROCHURE This Brochure provides information about the qualifications and business practices of George Papadopoulos, CPA/PFS, CFP®. If you have any

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Source URL: www.thefeeonlyplanner.com

Language: English - Date: 2015-01-21 23:12:56
186Office of the Chief Human Resources Officer / Chief financial officer / Deloitte / Central Intelligence Agency / Government / Business / Management / Treasury Board Secretariat / Corporate governance

The Strategic Management Advisor – Providing Strategic Perspective to Clients Feb 19, 2015 National Arts Centre, Panorama Room Providing the strategic perspective to clients and what it takes to get there is in the spo

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Source URL: www.fmi.ca

Language: English - Date: 2015-01-28 13:28:43
187Investment / Systemic risk / Financial services / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Registered Investment Advisor / U.S. Securities and Exchange Commission / Financial adviser / Securities regulation in the United States / Financial economics / Economics / Finance

Microsoft Word - Fast Take Dodd-Frank Impact on Asset Management Firms v3

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Source URL: www.pwc.ch

Language: English - Date: 2013-09-16 01:48:58
188Business / Financial services / Registered Investment Advisor / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Due diligence / Investment management / Hedge fund / Financial economics / Investment / Finance

National Examination Program Examination Priorities for 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-01-12 15:46:42
189Investment / Investment Advisers Act / Registered Investment Advisor / Financial adviser / Investment Advisor / GTCR / Citigroup / Investment Company Act / Management fee / Finance / 76th United States Congress / Financial economics

File No[removed]UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549

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Source URL: www.sec.gov

Language: English - Date: 2015-01-30 16:09:25
190Financial adviser / Butte /  Montana / HNW / Financial Advisor / Business / Finance / Geography of the United States / Financial services / Stock market / Wealth management

FAMILY WEALTHREPORT EXCLUSIVE INTELLIGENCE FOR THE FAMILY OFFICE COMMUNITY Interview: How To Get The Young And Wealthy Interested In Reporting

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Source URL: www.wealthtouch.com

Language: English - Date: 2011-12-31 16:17:57
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